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John Benjamins Publishing Company
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JB code
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9789027246332
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10.1075/rmal.7
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RMAL
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Research Methods in Applied Linguistics
7
01
Ethical Issues in Applied Linguistics Scholarship
01
rmal.7
01
https://benjamins.com
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https://benjamins.com/catalog/rmal.7
1
B01
Peter I. De Costa
De Costa, Peter I.
Peter I.
De Costa
Michigan State University
2
B01
Amr Rabie-Ahmed
Rabie-Ahmed, Amr
Amr
Rabie-Ahmed
Nazarbayev University
3
B01
Carlo Cinaglia
Cinaglia, Carlo
Carlo
Cinaglia
Michigan State University
01
eng
390
xii
371
+ index
LAN009000
v.2006
CF
2
24
JB Subject Scheme
LIN.APPL
Applied linguistics
06
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This volume contributes to ongoing discussions of ethics in Applied Linguistics scholarship by focusing in-depth on several different sub-areas within the field. The book is comprised of four sections: methodological approaches to research; specific participant populations and contexts of research, (language) pedagogy and policy; and personal and interactive aspects of research and scholarship. Moving beyond discussions of how ethics is conceptualized or defined, the chapters in this volume explore ethics-in-practice by examining context-specific ethical challenges and offering guidance for current and future Applied Linguistics scholars. This volume responds to the need to provide context-specific research ethics training for graduate students and novice researchers interested in a variety of contexts and methodological approaches. After engaging with this volume, new and experienced applied linguists alike will gain familiarity with specific ethical challenges and practices within particular sub-disciplines relevant to their work and across the field more broadly.
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Miscellaneous
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Table of contents
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Foreword
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Martha Bigelow
Bigelow, Martha
Martha
Bigelow
University of Minnesota
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Introduction
Ethical issues in Applied Linguistics scholarship
1
A01
Carlo Cinaglia
Cinaglia, Carlo
Carlo
Cinaglia
Michigan State University
2
A01
Amr Rabie-Ahmed
Rabie-Ahmed, Amr
Amr
Rabie-Ahmed
Nazarbayev University
3
A01
Peter I. De Costa
De Costa, Peter I.
Peter I.
De Costa
Michigan State University
01
This chapter introduces the volume by contextualizing it within recent developments in Applied Linguistics research methodology, with a specific focus on research ethics. It discusses the importance of developing a context-sensitive research ethics, and it situates the volume in response to key publications that have begun to examine context-specific ethical issues in Applied Linguistics research. Following this, the chapter outlines the different sections within the volume and describes the structure and contents of each chapter, serving as a roadmap and point of entry for readers.
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Section I. Methodological approaches
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Chapter 1. A taxonomy of questionable research practices in quantitative humanities
1
A01
Luke Plonsky
Plonsky, Luke
Luke
Plonsky
Northern Arizona University
2
A01
Tove Larsson
Larsson, Tove
Tove
Larsson
Northern Arizona University
3
A01
Scott Sterling
Sterling, Scott
Scott
Sterling
Indiana State University
4
A01
Merja Kytö
Kytö, Merja
Merja
Kytö
Uppsala University
5
A01
Kate Yaw
Yaw, Kate
Kate
Yaw
University of South Florida
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Margaret Wood
Wood, Margaret
Margaret
Wood
Northern Arizona University
01
A growing body of research has begun to address ethical issues in the context of Applied Linguistics (e.g., De Costa, 2016; Isbell et al., 2022). One of the messages inherent in this line of inquiry is that ethical concerns are embedded throughout the research cycle from study conceptualization to realization, dissemination, application, and beyond (see Bernstein et al., this volume). With this concern in mind, the present study sought to catalog and develop a taxonomy of what are often referred to as ‘questionable research practices’ (QRPs; Steneck, 2006) and related decisions that come into play in the conduct of quantitative Applied Linguistics research. These include practices such as selective reporting and obscuring of methodological details to limit criticism. Using existing taxonomies developed in neighboring disciplines as a starting point (e.g., Tauginienė et al., 2019), we employed the <i>Delphi method</i> to elicit responses on potential QRPs in an iterative fashion from an expert panel as well as from peer scholars. The analyses of these data resulted in a domain-specific taxonomy that laid the groundwork for a large-scale survey that assessed the prevalence and perceived severity of ethical issues and QRPs found specifically in quantitative Applied Linguistics research (Larsson et al., 2023). The results are also be used to inform materials for methodological training in research ethics in Applied Linguistics and related disciplines (see De Costa et al., 2021; Wood et al., 2024, in press).
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Chapter 2. Corpus linguistics and ethics
1
A01
Gavin Brookes
Brookes, Gavin
Gavin
Brookes
Lancaster University
2
A01
Tony McEnery
McEnery, Tony
Tony
McEnery
Lancaster University
01
In this chapter, we explore the ethical considerations attending to research and practice in corpus linguistics. Despite the ubiquity of ethical dilemmas in corpus construction and use, there has been scant literature dedicated to ethical practices within the discipline. This gap is particularly pronounced given the increasing engagement with digital and online data sources, which pose unique ethical challenges regarding issues such as consent, privacy, and the public-private dichotomy. The chapter addresses these ethical considerations, and more besides, from the inter-related perspectives of research participants, corpus builders, distributors, and users. Importantly, the chapter highlights how ethical considerations are not confined to discrete stages of corpus linguistic projects but, rather, are interwoven throughout the research lifecycle. Key issues addressed include informed consent, participant anonymity, the ethical implications of using publicly available versus private communications, and the responsibilities of corpus users to ensure the meaningful, truthful, and fair representation of their findings. The chapter aims to respond to the need for more nuanced ethical guidelines that reflect the diversity of data sources and research contexts that characterise contemporary corpus linguistics, advocating for a reflective, case-by-case approach to ethical decision-making.
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Chapter 3. Ethical issues in educational action research
1
A01
Dario Banegas
Banegas, Dario
Dario
Banegas
University of Edinburgh
01
Educational action research (EAR) is often employed in language education by practitioners and researchers who wish to engage in bottom-up, collaborative forms of research that merge teaching, learning, and inquiry. EAR is characterised by having a direct impact on the teaching and learning processes as it is often carried out by teachers with their own students. EAR can be approached as a practical or transformational endeavour to improve language teaching and learning. Whatever the architecture supporting EAR, there are a few macro- and micro-ethical issues that must be acknowledged. In this chapter, I draw on my experience as a researcher leading an EAR project carried out with secondary school teachers and learners in Argentina to discuss ethical issues related to quality of evidence, quality of purpose, and quality of outcome. The article includes a series of takeways to support the ethical design, implementation, and evaluation/afterlife of an EAR project.
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Chapter 4. Doing research in culturally and linguistically diverse K-12 classrooms
Ethical considerations, critical reflections, and future directions
1
A01
Hayriye Kayi-Aydar
Kayi-Aydar, Hayriye
Hayriye
Kayi-Aydar
University of Arizona
01
This chapter centers around the ethical issues in regard to classroom-based Applied Linguistics research. More specifically, the purpose of the chapter is to offer a critical discussion of ethical considerations regarding the issues of gaining access to research site/participants and their stories, developing an ongoing consent, and being an ethical storyteller and advocate when collecting, analyzing, and sharing data obtained from teachers and learners in K-12 classrooms. I share examples of my own research experience with culturally and linguistically diverse K-12 classrooms in the U.S. in exploring the tensions regarding ethics in qualitative research processes.
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Chapter 5. Ethical considerations for research involving computer-assisted language learning, social media, and online environments
Computer-assisted language learning, social media, and online environments
1
A01
Francesca Marino
Marino, Francesca
Francesca
Marino
University of South Florida
2
A01
Dacota Liska
Liska, Dacota
Dacota
Liska
University of South Florida
3
A01
Matt Kessler
Kessler, Matt
Matt
Kessler
University of South Florida
01
While ethics has received a great deal of attention in research exploring second language (L2) learning and teaching within offline settings (e.g., face-to-face classrooms), there has been relatively less discussion of ethical decision-making processes in online research settings. However, online research presents new ethical challenges which need to be addressed, encompassing issues such as the blurred distinction between public and private data, source traceability, online security, and the potential risk of personal information disclosure. These concerns are particularly relevant to computer-assisted language learning (CALL) research employing information and communication technologies. The current chapter discusses ethical challenges in CALL by focusing on both classroom-oriented CALL research (i.e., L2 studies conducted in more formal educational settings) and social media-related CALL investigations (i.e., studies conducted in informal settings, typically involving social media platforms and mobile apps). Specifically, this chapter addresses three common ethical challenges faced by researchers, including: (1) gaining informed consent, (2) obtaining permissions, and (3) protecting participants’ privacy. We first provide concrete examples from published literature to illustrate effective strategies for navigating these challenges. Afterwards, we offer critical reflections and additional practical suggestions aimed at helping CALL scholars responsibly conduct research in digital locales.
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Chapter 6. Transcription as ethics
(Re)Presenting young children’s complex communicative repertoires in applied linguistics research
1
A01
Katie Bernstein
Bernstein, Katie
Katie
Bernstein
Arizona State University
2
A01
Usree Bhattacharya
Bhattacharya, Usree
Usree
Bhattacharya
University of Georgia
3
A01
Jennifer Johnson
Johnson, Jennifer
Jennifer
Johnson
Stanford University
01
What are a researcher’s ethical obligations when creating transcripts that represent young children’s complex communicative repertoires? How do those obligations shape transcription choices, such as which codes and modes are represented and how? In this chapter, we draw on our collective years of ethnographic research with young children in diverse language settings to argue for viewing transcription choices as ethical considerations. We share three vignettes from our own research with young children with complex communicative repertoires, including multilingualism, signed languages, and augmentative and alternative communication (AAC) devices. In each case, we share our transcription dilemmas, the decisions we ultimately made, and the ideas that informed those decisions. We end with guiding questions for researchers to help them make transcription decisions that are not just technically and theoretically sound, but also ethically sound.
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Commentary on Section I
Three shifts in ethical research applied linguists need to heed
1
A01
Xuesong Gao
Gao, Xuesong
Xuesong
Gao
School of Education
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Section header
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Section II. Specific populations and research contexts
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Chapter 7. The zero-sum game of beneficence
Conducting ethical critical inquiries in K-12 schools
1
A01
Sara Kangas
Kangas, Sara
Sara
Kangas
Lehigh University
01
Critical research by nature is emancipatory, seeking to disrupt existing structures of systems, such as those in K-12 schools, that privilege particular groups while disenfranchising others. With such critical frameworks in research studies, however, competing interests among participants can emerge, exacerbating broader issues of privilege and oppression. Yet, applied linguists in the earliest years of their doctoral studies and careers are left ill-equipped to manage such conflicts and the ethical dilemmas they present. This chapter aims to lessen this oversight in training in two ways. First, the chapter draws upon the experiences that one critical applied linguist encountered in her research in schools. The researcher discovered that attempting to safeguard the well-being of <i>all</i> participants in a study is an untenable endeavor, especially when participants have disparate interests that contend with one another. Drawing upon illustrative examples from her research on multilingual learners with disabilities, the chapter lays bare the ethical dilemmas often present in critical inquiries and yet that do not surface in typical empirical publications. Second, the chapter offers recommendations for doctoral students and early-career applied linguists to consider as they conduct critical studies in schools with minoritized student groups.
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Chapter 8. Ethical research with adult migrant language learners
Challenges and responses
1
A01
James Simpson
Simpson, James
James
Simpson
Hong Kong University of Science and Technology
2
A01
Mike Chick
Chick, Mike
Mike
Chick
University of South Wales
01
Applied Linguistics research, teacher-research and scholarship with adult language learners who are migrants holds ethical challenges in relation to social and political contexts that are under-examined in the TESOL/Applied Linguistics literature and in practice. The critical exploration in this chapter addresses this gap. With examples from participatory research-and-practice initiatives in the UK, the chapter advocates a critical participatory approach towards research, one that is oriented towards the promotion of social justice. Such an approach can support the empowerment of participants as they respond to challenging and unethical policy landscapes: through their active participation in research, learners and practitioners may be better equipped with the tools they need for resistance and change. First, the authors describe how language education researchers working with adult migrants have adopted a reflexive, critical and activist orientation towards their work. They then discuss research that relates to practice which is not attendant on top-down policy moves, and which itself might inform a critical, emancipatory orientation towards policy formation. To end, they reflect further on the notion of research that empowers, and the impact this might have on policy and practice.
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Chapter 9. Ethics in heritage language education
Negotiating ethical research practices with heritage speakers and their communities
1
A01
Meagan Y. Driver
Driver, Meagan Y.
Meagan Y.
Driver
Michigan State University
01
In this chapter, I explore ethical considerations for conducting Applied Linguistics research on heritage speakers and offer recommendations for building understanding and commitment to ethically-informed practices when working with heritage communities. First, I discuss the ethical questions that arise in each stage of research development, keeping in mind the great diversity within and across heritage communities and the particular importance of ethical awareness that must go beyond traditional principles of research ethics. These include stages relating to definitions and terminology, research objectives, participant recruitment and inclusion criteria, data collection, and dissemination of results. Next, I provide specific examples of the ethical challenges I have faced in my own work, particularly relating to cultural, linguistic, and sociopolitical factors, when weighing the risks and benefits of various research decisions, and I expand on the steps taken to resolve each issue. I close the chapter with a reflection on the core ethical tensions that may arise for in-group and out-group researchers when working with heritage participants and make suggestions for scholars who intend to adopt practices that are ethically sound and appropriate for working with heritage speakers and their communities.
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Chapter 10. The ethics of indigenous language revitalization
Linguistic taxidermy or emancipation?
1
A01
Satoru Nakagawa
Nakagawa, Satoru
Satoru
Nakagawa
University of Manitoba
2
A01
Sandra Kouritzin
Kouritzin, Sandra
Sandra
Kouritzin
University of Manitoba
01
The ethical issue we address in this chapter is the role of Indigenous language experts who do not live in the community where an Indigenous language is spoken. Specifically, we question the ethics as well as the ethical protocols for engaging in research with Indigenous language speakers in the context of language revitalization discourses. We suggest that any judgments or decisions made by non-Indigenous language speakers with regard to standardization, orthography, digitization, pedagogy, and advocacy must be regarded as attempts at cultural and linguistic appropriation. We suggest that archiving or documenting Indigenous languages is best considered linguistic taxidermy, another move of colonization that we call fina-colonialism. In short, with reference to the specific languages of Tokunoshima, Japan, we discuss the ethics of research that purportedly aims at decolonizing, but in which Indigenous language speakers are rendered exotic representations of their own identities, commodified according to cosmopolitan interests and global tastes.
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Chapter 11. “Where you from, who’s your Mob?”
Ethical considerations when undertaking Australian aboriginal and Torres Strait Islander applied linguistic research
1
A01
Robyn Ober
Ober, Robyn
Robyn
Ober
Batchelor Institute
2
A01
Sender Dovchin
Dovchin, Sender
Sender
Dovchin
School of Education
3
A01
Rhonda Oliver
Oliver, Rhonda
Rhonda
Oliver
School of Education
01
In this chapter, we discuss how “yarning” — a traditional way of communicating, making and sharing meaning within Aboriginal society — may work as a research paradigm and methodology for qualitative ethnographic studies in applied linguistics. Yarning involves story telling as part of cooperative conversations and helps in the development of knowledge for all involved in the process, reflecting Indigenous knowledge system. Beyond a cultural practice, it is also gaining increasing recognition as an important and culturally appropriate way to undertake data collection with Australian first nations people. The chapter suggests that while the yarning space can be a flexible context to co-construct relationships and understanding, there is also a need for caution “to expect the unexpected”. Non-Aboriginal researchers in the Aboriginal space should not be afraid to ask for Aboriginal participants’ feedback and follow-up diligently on this advice.
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Commentary on Section II
Specific populations and research contexts
1
A01
Sue Starfield
Starfield, Sue
Sue
Starfield
University of New South Wales
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Section III. Pedagogy and policy
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Chapter 12. Ethical research considerations in classroom and online spaces with bilingual students and their teachers
1
A01
Wayne E. Wright
Wright, Wayne E.
Wayne E.
Wright
Purdue University
01
In this chapter I discuss the macro- and micro-ethical ethical dilemmas I have faced in four past and current research projects with bilingual students in physical and online learning spaces. These include obtaining IRB approval, securing informed consent, ensuring participant confidentiality, addressing unanticipated ethical issues in the field, and making decisions about appropriate public uses of the data. I discuss how research in online learning spaces can introduce new macro- and micro-ethical issues. To illustrate macro-ethical issues, I will provide two examples from studies in heritage language programs to demonstrate challenges related to following IRB protocols. Next, to illustrate micro-ethical issues, I discuss a series of ethical questions which arose during a study of newcomer ELL students. Finally, I will discuss both macro- and micro-ethics issues myself and members of our larger research team have addressed or continue to grapple with in a large-scale longitudinal study of ELL and dual language bilingual education (DLBE) teachers. The chapter concludes by reaffirming the need for ethical reflexivity and responsible decision making during all phases of the research process, and offers suggestions for doing so.
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Chapter 13. Ethical issues in language testing
1
A01
Xun Yan
Yan, Xun
Xun
Yan
University of Illinois at Urbana-Champaign
2
A01
Melissa Bowles
Bowles, Melissa
Melissa
Bowles
University of Illinois at Urbana-Champaign
01
Considerable attention has been given to ethical issues in language testing since the 1990s, with several special issues, volumes, and international conferences dedicated to fairness and justice in assessment (Davies, 1997, 2004; Kunnan, 2000; McNamara, Knoch, & Fan, 2019). In this chapter we review existing work, focusing on how ethical issues can arise at any stage of the assessment process — from initial test development through test administration, test scoring, and test use. Each of these four stages requires different quality control procedures to ensure fairness and ethical standards, namely, (1) fairness review during test development; (2) accommodations during test development; (3) bias analysis after test scoring; and (4) communication with stakeholders about ethical test use. Informed by ethical codes of practice created by language testing associations (e.g., the International Language Testing Association (ILTA) Code of Ethics), we provide specific examples to show steps that can be taken in each phase to ensure that ethical standards are upheld. Examples of ethical issues and the corresponding quality control procedures in this chapter are taken from a local, university-based English speaking test in the US. While some of the quality control procedures require language or pedagogy-related content expertise, others require specialized knowledge and skills in measurement and statistics. Finally, we conclude by recommending best practice to guide test developers and test users. We argue that assurance of ethical standards in language testing requires collaboration between language testers and other stakeholders.
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Chapter 14. Navigating ethical challenges in L2 writing in transnational higher education
1
A01
Christine M. Tardy
Tardy, Christine M.
Christine M.
Tardy
University of Arizona
2
A01
Jaime F. Mejia Mayorga
Mejia Mayorga, Jaime F.
Jaime F.
Mejia Mayorga
University of Arizona
3
A01
Emily Palese
Palese, Emily
Emily
Palese
University of Arizona
01
This chapter examines ethics in the work of L2 writing program administration in transnational higher education (TNHE). We specifically examine how the border-crossing nature of TNHE settings can give rise to conflicts of values and ethical dilemmas for administrators. In this chapter, we begin by reviewing the complex setting in which TNHE takes place and how navigating its institutional, political, and cultural complexities involves traversing multiple value systems. We then describe in detail two ethical dilemmas that we experience resulting from the complexity of the TNHE setting: the first relates to ethical issues related to assessment and language proficiency, and the second relates to institutional policies and practices in employees’ work-life. We use these two examples to illustrate how viewing challenging administrative issues through a lens of values and ethics allows us to reflect on and adjust our own practices and cultural biases. We end the chapter by outlining three guiding principles (related to communication, representation, and transparency) that we have found can serve as a compass for taking needed action in such complex administrative contexts.
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Chapter 15. Challenges of justice and equity for ethical English as an additional language in school education
1
A01
Constant Leung
Leung, Constant
Constant
Leung
King’s College London
01
The ethical issues raised in this discussion are set against the backdrop of the English as an Additional Language (EAL) curriculum and teaching provision for school students from ethnolingusitic minority communities in England. At present over 19% of the school population is categorized as EAL users/learners. I will first provide a background description of the educational policy response to ethnolinguistic diversity in the past fifty years. The second part the discussion will focus on the educational consequences of the overwhelmingly monolingual English-language curriculum environment (except for foreign modern languages such as French). It will be shown that policy rhetoric and real-world consequences have not lined up coherently. After that I will examine the principles of equality and entitlement with reference to the works of Rawls, Taylor and others as they relate to the ‘mainstreaming’ approach to education provision in the context of ethnolinguistic diversity. I will conclude with some observations on the possible curricular and pedagogic provision that would begin to recognise minoritized EAL students’ language education needs. While the focus of this discussion is on EAL in England, it is hoped that some of the arguments for equity for all would resonate with the considerations for minoritized students on grounds of language, disabilities, gender and other issues in public education in other world locations.
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Commentary on Section III
Pedagogy and policy
1
A01
Jamie L. Schissel
Schissel, Jamie L.
Jamie L.
Schissel
University of North Carolina at Greensboro
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Section IV. Personal and interactive aspects of research and scholarship
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Chapter 16. Managing publication expectations and collaborations
On the ethics of co-authoring in applied linguistics
1
A01
Christopher J. Jenks
Jenks, Christopher J.
Christopher J.
Jenks
Utrecht University
2
A01
Jerry Won Lee
Lee, Jerry Won
Jerry Won
Lee
University of California
01
Collaborative research and co-authoring are ubiquitous work practices in higher education. With current funding models and promotion expectations, research is becoming more collaborative with publications co-authored by two or more scholars. Macro-level ethical guidelines established by professional organizations are a useful starting point for understanding how to approach collaborations and co-authorships, as much has been already said about how to work responsibly within a given discipline. However, questions of ethics in research need be pursued by tempering macro-level guidelines with micro-level considerations, such as the unique and specific challenges that are involved in working on diverse empirical topics. To this end, we draw on our experiences co-authoring publications to explore the relationship between micro-level considerations and macro-level guidelines in applied linguistics research. We explore the complexities of distributing responsibilities to a team of researchers, managing uneven power dynamics, and negotiating the authorship order for contributors. By grounding our discussion within the context of actual work done in collaboration by both authors, we provide readers with concrete examples of how to attend to the ethics of collaborative research and co-authoring.
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Chapter 17. Ethical dilemmas of graduate students negotiating new roles and responsibilities
The importance of mindful engagement, self‑care, and reflexivity
1
A01
Carlo Cinaglia
Cinaglia, Carlo
Carlo
Cinaglia
Michigan State University
2
A01
Amr Rabie-Ahmed
Rabie-Ahmed, Amr
Amr
Rabie-Ahmed
Nazarbayev University
01
Ethics can be understood as a set of virtues guiding human behavior to ensure that an individual’s actions respect and positively impact both the self and greater society. In academic research, discussions of ethics are often associated with ensuring that a study’s procedures affect research participants in humane ways. In this chapter, we reflect inward and consider the importance of applying ethical principles to the broader experience of being graduate students in applied linguistics. We consider this important since graduate students engage in different activities as part of their academic and professional development, all of which have the potential to affect themselves and others both positively and negatively. We begin by discussing three specific challenges graduate students face that pose ethical dilemmas. Next, we share examples from our own experience as graduate students in the United States, illustrating how we faced and attempted to respond to these challenges in our practice. Finally, we offer suggestions and highlight resources for graduate students to adopt a stance of reflexivity as an ethical practice to engage mindfully with their work and advocate for their own wellbeing.
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Chapter 18. Research ethics and decisions
Cases of engagement and science communication
1
A01
Scott Sterling
Sterling, Scott
Scott
Sterling
Indiana State University
01
Within academia, we often compartmentalizes our work into research, service, and teaching. This creates an illusion of separation, neglecting the interconnectedness of these activities. A typical day involves a blend of tasks — meetings, mentoring, teaching, emails — sometimes leaving limited time for research, the very activity that often defines our scholarly value. Thus a conundrum exists: How can we excel in research if its time allotment is constantly squeezed by other necessary duties? Further complicating matters, these pressures can push scholars towards ethically questionable research practices (QRPs) with far-ranging outcomes. <br />This chapter explores this very issue by discussing two non-research projects, one in community engagement and another in science communication. Both projects aligned with my scholarly role, yet presented unforeseen ethical dilemmas. While not being ‘research’ in the traditional sense, both projects had an impact on my ability to ethically conduct research. By discussing the challenges that arose during these projects, the chapter highlights the importance of understanding research decision making and how decisions made in one sphere of our academic lives can impact others.
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Chapter 19. The ethical gray area
A perspective from journal editors
1
A01
Peter I. De Costa
De Costa, Peter I.
Peter I.
De Costa
Michigan State University
2
A01
Susan M. Gass
Gass, Susan M.
Susan M.
Gass
Michigan State University
3
A01
Rosa M. Manchón
Manchón, Rosa M.
Rosa M.
Manchón
University of Murcia
4
A01
Luke Plonsky
Plonsky, Luke
Luke
Plonsky
Northern Arizona University
01
This chapter is a collective reflection on key ethical dilemmas encountered by four past and/or current editors of journals in diverse sub-fields of Applied Linguistics. We reflect on (i) our understanding of ethics in relation to journal editing; (ii) specific ethical challenges we faced in our editorial work and how they were resolved; and (iii) global considerations about the adoption of ethical practices in Applied Linguistics journal editing in the current world of academic publishing.
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Commentary on Section IV
Personal and interactive aspects of applied linguistics research and scholarship
1
A01
Peter Sayer
Sayer, Peter
Peter
Sayer
Ohio State University
10
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Afterword
Reflections on ethical issues in applied linguistics research
1
A01
Patricia A. Duff
Duff, Patricia A.
Patricia A.
Duff
University of British Columbia
02
JBENJAMINS
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Research Methods in Applied Linguistics
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Ethical Issues in Applied Linguistics Scholarship
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Peter I. De Costa
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Michigan State University
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Amr Rabie-Ahmed
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Nazarbayev University
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Carlo
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Michigan State University
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This volume contributes to ongoing discussions of ethics in Applied Linguistics scholarship by focusing in-depth on several different sub-areas within the field. The book is comprised of four sections: methodological approaches to research; specific participant populations and contexts of research, (language) pedagogy and policy; and personal and interactive aspects of research and scholarship. Moving beyond discussions of how ethics is conceptualized or defined, the chapters in this volume explore ethics-in-practice by examining context-specific ethical challenges and offering guidance for current and future Applied Linguistics scholars. This volume responds to the need to provide context-specific research ethics training for graduate students and novice researchers interested in a variety of contexts and methodological approaches. After engaging with this volume, new and experienced Applied linguists alike will gain familiarity with specific ethical challenges and practices within particular sub-disciplines relevant to their work and across the field more broadly.
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Miscellaneous
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Table of contents
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Miscellaneous
2
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Foreword
1
A01
Martha Bigelow
Bigelow, Martha
Martha
Bigelow
University of Minnesota
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7
7
Chapter
3
01
Introduction
Ethical issues in Applied Linguistics scholarship
1
A01
Carlo Cinaglia
Cinaglia, Carlo
Carlo
Cinaglia
Michigan State University
2
A01
Amr Rabie-Ahmed
Rabie-Ahmed, Amr
Amr
Rabie-Ahmed
Nazarbayev University
3
A01
Peter I. De Costa
De Costa, Peter I.
Peter I.
De Costa
Michigan State University
01
This chapter introduces the volume by contextualizing it within recent developments in Applied Linguistics research methodology, with a specific focus on research ethics. It discusses the importance of developing a context-sensitive research ethics, and it situates the volume in response to key publications that have begun to examine context-specific ethical issues in Applied Linguistics research. Following this, the chapter outlines the different sections within the volume and describes the structure and contents of each chapter, serving as a roadmap and point of entry for readers.
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Section I. Methodological approaches
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Chapter 1. A taxonomy of questionable research practices in quantitative humanities
1
A01
Luke Plonsky
Plonsky, Luke
Luke
Plonsky
Northern Arizona University
2
A01
Tove Larsson
Larsson, Tove
Tove
Larsson
Northern Arizona University
3
A01
Scott Sterling
Sterling, Scott
Scott
Sterling
Indiana State University
4
A01
Merja Kytö
Kytö, Merja
Merja
Kytö
Uppsala University
5
A01
Kate Yaw
Yaw, Kate
Kate
Yaw
University of South Florida
6
A01
Margaret Wood
Wood, Margaret
Margaret
Wood
Northern Arizona University
01
A growing body of research has begun to address ethical issues in the context of Applied Linguistics (e.g., De Costa, 2016; Isbell et al., 2022). One of the messages inherent in this line of inquiry is that ethical concerns are embedded throughout the research cycle from study conceptualization to realization, dissemination, application, and beyond (see Bernstein et al., this volume). With this concern in mind, the present study sought to catalog and develop a taxonomy of what are often referred to as ‘questionable research practices’ (QRPs; Steneck, 2006) and related decisions that come into play in the conduct of quantitative Applied Linguistics research. These include practices such as selective reporting and obscuring of methodological details to limit criticism. Using existing taxonomies developed in neighboring disciplines as a starting point (e.g., Tauginienė et al., 2019), we employed the <i>Delphi method</i> to elicit responses on potential QRPs in an iterative fashion from an expert panel as well as from peer scholars. The analyses of these data resulted in a domain-specific taxonomy that laid the groundwork for a large-scale survey that assessed the prevalence and perceived severity of ethical issues and QRPs found specifically in quantitative Applied Linguistics research (Larsson et al., 2023). The results are also be used to inform materials for methodological training in research ethics in Applied Linguistics and related disciplines (see De Costa et al., 2021; Wood et al., 2024, in press).
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Chapter 2. Corpus linguistics and ethics
1
A01
Gavin Brookes
Brookes, Gavin
Gavin
Brookes
Lancaster University
2
A01
Tony McEnery
McEnery, Tony
Tony
McEnery
Lancaster University
01
In this chapter, we explore the ethical considerations attending to research and practice in corpus linguistics. Despite the ubiquity of ethical dilemmas in corpus construction and use, there has been scant literature dedicated to ethical practices within the discipline. This gap is particularly pronounced given the increasing engagement with digital and online data sources, which pose unique ethical challenges regarding issues such as consent, privacy, and the public-private dichotomy. The chapter addresses these ethical considerations, and more besides, from the inter-related perspectives of research participants, corpus builders, distributors, and users. Importantly, the chapter highlights how ethical considerations are not confined to discrete stages of corpus linguistic projects but, rather, are interwoven throughout the research lifecycle. Key issues addressed include informed consent, participant anonymity, the ethical implications of using publicly available versus private communications, and the responsibilities of corpus users to ensure the meaningful, truthful, and fair representation of their findings. The chapter aims to respond to the need for more nuanced ethical guidelines that reflect the diversity of data sources and research contexts that characterise contemporary corpus linguistics, advocating for a reflective, case-by-case approach to ethical decision-making.
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7
01
Chapter 3. Ethical issues in educational action research
1
A01
Dario Banegas
Banegas, Dario
Dario
Banegas
University of Edinburgh
01
Educational action research (EAR) is often employed in language education by practitioners and researchers who wish to engage in bottom-up, collaborative forms of research that merge teaching, learning, and inquiry. EAR is characterised by having a direct impact on the teaching and learning processes as it is often carried out by teachers with their own students. EAR can be approached as a practical or transformational endeavour to improve language teaching and learning. Whatever the architecture supporting EAR, there are a few macro- and micro-ethical issues that must be acknowledged. In this chapter, I draw on my experience as a researcher leading an EAR project carried out with secondary school teachers and learners in Argentina to discuss ethical issues related to quality of evidence, quality of purpose, and quality of outcome. The article includes a series of takeways to support the ethical design, implementation, and evaluation/afterlife of an EAR project.
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Chapter 4. Doing research in culturally and linguistically diverse K-12 classrooms
Ethical considerations, critical reflections, and future directions
1
A01
Hayriye Kayi-Aydar
Kayi-Aydar, Hayriye
Hayriye
Kayi-Aydar
University of Arizona
01
This chapter centers around the ethical issues in regard to classroom-based Applied Linguistics research. More specifically, the purpose of the chapter is to offer a critical discussion of ethical considerations regarding the issues of gaining access to research site/participants and their stories, developing an ongoing consent, and being an ethical storyteller and advocate when collecting, analyzing, and sharing data obtained from teachers and learners in K-12 classrooms. I share examples of my own research experience with culturally and linguistically diverse K-12 classrooms in the U.S. in exploring the tensions regarding ethics in qualitative research processes.
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Chapter 5. Ethical considerations for research involving computer-assisted language learning, social media, and online environments
Computer-assisted language learning, social media, and online environments
1
A01
Francesca Marino
Marino, Francesca
Francesca
Marino
University of South Florida
2
A01
Dacota Liska
Liska, Dacota
Dacota
Liska
University of South Florida
3
A01
Matt Kessler
Kessler, Matt
Matt
Kessler
University of South Florida
01
While ethics has received a great deal of attention in research exploring second language (L2) learning and teaching within offline settings (e.g., face-to-face classrooms), there has been relatively less discussion of ethical decision-making processes in online research settings. However, online research presents new ethical challenges which need to be addressed, encompassing issues such as the blurred distinction between public and private data, source traceability, online security, and the potential risk of personal information disclosure. These concerns are particularly relevant to computer-assisted language learning (CALL) research employing information and communication technologies. The current chapter discusses ethical challenges in CALL by focusing on both classroom-oriented CALL research (i.e., L2 studies conducted in more formal educational settings) and social media-related CALL investigations (i.e., studies conducted in informal settings, typically involving social media platforms and mobile apps). Specifically, this chapter addresses three common ethical challenges faced by researchers, including: (1) gaining informed consent, (2) obtaining permissions, and (3) protecting participants’ privacy. We first provide concrete examples from published literature to illustrate effective strategies for navigating these challenges. Afterwards, we offer critical reflections and additional practical suggestions aimed at helping CALL scholars responsibly conduct research in digital locales.
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Chapter 6. Transcription as ethics
(Re)Presenting young children’s complex communicative repertoires in applied linguistics research
1
A01
Katie Bernstein
Bernstein, Katie
Katie
Bernstein
Arizona State University
2
A01
Usree Bhattacharya
Bhattacharya, Usree
Usree
Bhattacharya
University of Georgia
3
A01
Jennifer Johnson
Johnson, Jennifer
Jennifer
Johnson
Stanford University
01
What are a researcher’s ethical obligations when creating transcripts that represent young children’s complex communicative repertoires? How do those obligations shape transcription choices, such as which codes and modes are represented and how? In this chapter, we draw on our collective years of ethnographic research with young children in diverse language settings to argue for viewing transcription choices as ethical considerations. We share three vignettes from our own research with young children with complex communicative repertoires, including multilingualism, signed languages, and augmentative and alternative communication (AAC) devices. In each case, we share our transcription dilemmas, the decisions we ultimately made, and the ideas that informed those decisions. We end with guiding questions for researchers to help them make transcription decisions that are not just technically and theoretically sound, but also ethically sound.
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11
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Commentary on Section I
Three shifts in ethical research applied linguists need to heed
1
A01
Xuesong Gao
Gao, Xuesong
Xuesong
Gao
School of Education
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Section header
12
01
Section II. Specific populations and research contexts
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Chapter 7. The zero-sum game of beneficence
Conducting ethical critical inquiries in K-12 schools
1
A01
Sara Kangas
Kangas, Sara
Sara
Kangas
Lehigh University
01
Critical research by nature is emancipatory, seeking to disrupt existing structures of systems, such as those in K-12 schools, that privilege particular groups while disenfranchising others. With such critical frameworks in research studies, however, competing interests among participants can emerge, exacerbating broader issues of privilege and oppression. Yet, applied linguists in the earliest years of their doctoral studies and careers are left ill-equipped to manage such conflicts and the ethical dilemmas they present. This chapter aims to lessen this oversight in training in two ways. First, the chapter draws upon the experiences that one critical applied linguist encountered in her research in schools. The researcher discovered that attempting to safeguard the well-being of <i>all</i> participants in a study is an untenable endeavor, especially when participants have disparate interests that contend with one another. Drawing upon illustrative examples from her research on multilingual learners with disabilities, the chapter lays bare the ethical dilemmas often present in critical inquiries and yet that do not surface in typical empirical publications. Second, the chapter offers recommendations for doctoral students and early-career applied linguists to consider as they conduct critical studies in schools with minoritized student groups.
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Chapter 8. Ethical research with adult migrant language learners
Challenges and responses
1
A01
James Simpson
Simpson, James
James
Simpson
Hong Kong University of Science and Technology
2
A01
Mike Chick
Chick, Mike
Mike
Chick
University of South Wales
01
Applied Linguistics research, teacher-research and scholarship with adult language learners who are migrants holds ethical challenges in relation to social and political contexts that are under-examined in the TESOL/Applied Linguistics literature and in practice. The critical exploration in this chapter addresses this gap. With examples from participatory research-and-practice initiatives in the UK, the chapter advocates a critical participatory approach towards research, one that is oriented towards the promotion of social justice. Such an approach can support the empowerment of participants as they respond to challenging and unethical policy landscapes: through their active participation in research, learners and practitioners may be better equipped with the tools they need for resistance and change. First, the authors describe how language education researchers working with adult migrants have adopted a reflexive, critical and activist orientation towards their work. They then discuss research that relates to practice which is not attendant on top-down policy moves, and which itself might inform a critical, emancipatory orientation towards policy formation. To end, they reflect further on the notion of research that empowers, and the impact this might have on policy and practice.
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Chapter 9. Ethics in heritage language education
Negotiating ethical research practices with heritage speakers and their communities
1
A01
Meagan Y. Driver
Driver, Meagan Y.
Meagan Y.
Driver
Michigan State University
01
In this chapter, I explore ethical considerations for conducting Applied Linguistics research on heritage speakers and offer recommendations for building understanding and commitment to ethically-informed practices when working with heritage communities. First, I discuss the ethical questions that arise in each stage of research development, keeping in mind the great diversity within and across heritage communities and the particular importance of ethical awareness that must go beyond traditional principles of research ethics. These include stages relating to definitions and terminology, research objectives, participant recruitment and inclusion criteria, data collection, and dissemination of results. Next, I provide specific examples of the ethical challenges I have faced in my own work, particularly relating to cultural, linguistic, and sociopolitical factors, when weighing the risks and benefits of various research decisions, and I expand on the steps taken to resolve each issue. I close the chapter with a reflection on the core ethical tensions that may arise for in-group and out-group researchers when working with heritage participants and make suggestions for scholars who intend to adopt practices that are ethically sound and appropriate for working with heritage speakers and their communities.
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16
01
Chapter 10. The ethics of indigenous language revitalization
Linguistic taxidermy or emancipation?
1
A01
Satoru Nakagawa
Nakagawa, Satoru
Satoru
Nakagawa
University of Manitoba
2
A01
Sandra Kouritzin
Kouritzin, Sandra
Sandra
Kouritzin
University of Manitoba
01
The ethical issue we address in this chapter is the role of Indigenous language experts who do not live in the community where an Indigenous language is spoken. Specifically, we question the ethics as well as the ethical protocols for engaging in research with Indigenous language speakers in the context of language revitalization discourses. We suggest that any judgments or decisions made by non-Indigenous language speakers with regard to standardization, orthography, digitization, pedagogy, and advocacy must be regarded as attempts at cultural and linguistic appropriation. We suggest that archiving or documenting Indigenous languages is best considered linguistic taxidermy, another move of colonization that we call fina-colonialism. In short, with reference to the specific languages of Tokunoshima, Japan, we discuss the ethics of research that purportedly aims at decolonizing, but in which Indigenous language speakers are rendered exotic representations of their own identities, commodified according to cosmopolitan interests and global tastes.
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01
Chapter 11. “Where you from, who’s your Mob?”
Ethical considerations when undertaking Australian aboriginal and Torres Strait Islander applied linguistic research
1
A01
Robyn Ober
Ober, Robyn
Robyn
Ober
Batchelor Institute
2
A01
Sender Dovchin
Dovchin, Sender
Sender
Dovchin
School of Education
3
A01
Rhonda Oliver
Oliver, Rhonda
Rhonda
Oliver
School of Education
01
In this chapter, we discuss how “yarning” — a traditional way of communicating, making and sharing meaning within Aboriginal society — may work as a research paradigm and methodology for qualitative ethnographic studies in applied linguistics. Yarning involves story telling as part of cooperative conversations and helps in the development of knowledge for all involved in the process, reflecting Indigenous knowledge system. Beyond a cultural practice, it is also gaining increasing recognition as an important and culturally appropriate way to undertake data collection with Australian first nations people. The chapter suggests that while the yarning space can be a flexible context to co-construct relationships and understanding, there is also a need for caution “to expect the unexpected”. Non-Aboriginal researchers in the Aboriginal space should not be afraid to ask for Aboriginal participants’ feedback and follow-up diligently on this advice.
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Chapter
18
01
Commentary on Section II
Specific populations and research contexts
1
A01
Sue Starfield
Starfield, Sue
Sue
Starfield
University of New South Wales
10
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Section header
19
01
Section III. Pedagogy and policy
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01
Chapter 12. Ethical research considerations in classroom and online spaces with bilingual students and their teachers
1
A01
Wayne E. Wright
Wright, Wayne E.
Wayne E.
Wright
Purdue University
01
In this chapter I discuss the macro- and micro-ethical ethical dilemmas I have faced in four past and current research projects with bilingual students in physical and online learning spaces. These include obtaining IRB approval, securing informed consent, ensuring participant confidentiality, addressing unanticipated ethical issues in the field, and making decisions about appropriate public uses of the data. I discuss how research in online learning spaces can introduce new macro- and micro-ethical issues. To illustrate macro-ethical issues, I will provide two examples from studies in heritage language programs to demonstrate challenges related to following IRB protocols. Next, to illustrate micro-ethical issues, I discuss a series of ethical questions which arose during a study of newcomer ELL students. Finally, I will discuss both macro- and micro-ethics issues myself and members of our larger research team have addressed or continue to grapple with in a large-scale longitudinal study of ELL and dual language bilingual education (DLBE) teachers. The chapter concludes by reaffirming the need for ethical reflexivity and responsible decision making during all phases of the research process, and offers suggestions for doing so.
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21
01
Chapter 13. Ethical issues in language testing
1
A01
Xun Yan
Yan, Xun
Xun
Yan
University of Illinois at Urbana-Champaign
2
A01
Melissa Bowles
Bowles, Melissa
Melissa
Bowles
University of Illinois at Urbana-Champaign
01
Considerable attention has been given to ethical issues in language testing since the 1990s, with several special issues, volumes, and international conferences dedicated to fairness and justice in assessment (Davies, 1997, 2004; Kunnan, 2000; McNamara, Knoch, & Fan, 2019). In this chapter we review existing work, focusing on how ethical issues can arise at any stage of the assessment process — from initial test development through test administration, test scoring, and test use. Each of these four stages requires different quality control procedures to ensure fairness and ethical standards, namely, (1) fairness review during test development; (2) accommodations during test development; (3) bias analysis after test scoring; and (4) communication with stakeholders about ethical test use. Informed by ethical codes of practice created by language testing associations (e.g., the International Language Testing Association (ILTA) Code of Ethics), we provide specific examples to show steps that can be taken in each phase to ensure that ethical standards are upheld. Examples of ethical issues and the corresponding quality control procedures in this chapter are taken from a local, university-based English speaking test in the US. While some of the quality control procedures require language or pedagogy-related content expertise, others require specialized knowledge and skills in measurement and statistics. Finally, we conclude by recommending best practice to guide test developers and test users. We argue that assurance of ethical standards in language testing requires collaboration between language testers and other stakeholders.
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01
Chapter 14. Navigating ethical challenges in L2 writing in transnational higher education
1
A01
Christine M. Tardy
Tardy, Christine M.
Christine M.
Tardy
University of Arizona
2
A01
Jaime F. Mejia Mayorga
Mejia Mayorga, Jaime F.
Jaime F.
Mejia Mayorga
University of Arizona
3
A01
Emily Palese
Palese, Emily
Emily
Palese
University of Arizona
01
This chapter examines ethics in the work of L2 writing program administration in transnational higher education (TNHE). We specifically examine how the border-crossing nature of TNHE settings can give rise to conflicts of values and ethical dilemmas for administrators. In this chapter, we begin by reviewing the complex setting in which TNHE takes place and how navigating its institutional, political, and cultural complexities involves traversing multiple value systems. We then describe in detail two ethical dilemmas that we experience resulting from the complexity of the TNHE setting: the first relates to ethical issues related to assessment and language proficiency, and the second relates to institutional policies and practices in employees’ work-life. We use these two examples to illustrate how viewing challenging administrative issues through a lens of values and ethics allows us to reflect on and adjust our own practices and cultural biases. We end the chapter by outlining three guiding principles (related to communication, representation, and transparency) that we have found can serve as a compass for taking needed action in such complex administrative contexts.
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23
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Chapter 15. Challenges of justice and equity for ethical English as an additional language in school education
1
A01
Constant Leung
Leung, Constant
Constant
Leung
King’s College London
01
The ethical issues raised in this discussion are set against the backdrop of the English as an Additional Language (EAL) curriculum and teaching provision for school students from ethnolingusitic minority communities in England. At present over 19% of the school population is categorized as EAL users/learners. I will first provide a background description of the educational policy response to ethnolinguistic diversity in the past fifty years. The second part the discussion will focus on the educational consequences of the overwhelmingly monolingual English-language curriculum environment (except for foreign modern languages such as French). It will be shown that policy rhetoric and real-world consequences have not lined up coherently. After that I will examine the principles of equality and entitlement with reference to the works of Rawls, Taylor and others as they relate to the ‘mainstreaming’ approach to education provision in the context of ethnolinguistic diversity. I will conclude with some observations on the possible curricular and pedagogic provision that would begin to recognise minoritized EAL students’ language education needs. While the focus of this discussion is on EAL in England, it is hoped that some of the arguments for equity for all would resonate with the considerations for minoritized students on grounds of language, disabilities, gender and other issues in public education in other world locations.
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24
01
Commentary on Section III
Pedagogy and policy
1
A01
Jamie L. Schissel
Schissel, Jamie L.
Jamie L.
Schissel
University of North Carolina at Greensboro
10
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25
01
Section IV. Personal and interactive aspects of research and scholarship
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Chapter 16. Managing publication expectations and collaborations
On the ethics of co-authoring in applied linguistics
1
A01
Christopher J. Jenks
Jenks, Christopher J.
Christopher J.
Jenks
Utrecht University
2
A01
Jerry Won Lee
Lee, Jerry Won
Jerry Won
Lee
University of California
01
Collaborative research and co-authoring are ubiquitous work practices in higher education. With current funding models and promotion expectations, research is becoming more collaborative with publications co-authored by two or more scholars. Macro-level ethical guidelines established by professional organizations are a useful starting point for understanding how to approach collaborations and co-authorships, as much has been already said about how to work responsibly within a given discipline. However, questions of ethics in research need be pursued by tempering macro-level guidelines with micro-level considerations, such as the unique and specific challenges that are involved in working on diverse empirical topics. To this end, we draw on our experiences co-authoring publications to explore the relationship between micro-level considerations and macro-level guidelines in applied linguistics research. We explore the complexities of distributing responsibilities to a team of researchers, managing uneven power dynamics, and negotiating the authorship order for contributors. By grounding our discussion within the context of actual work done in collaboration by both authors, we provide readers with concrete examples of how to attend to the ethics of collaborative research and co-authoring.
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27
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Chapter 17. Ethical dilemmas of graduate students negotiating new roles and responsibilities
The importance of mindful engagement, self‑care, and reflexivity
1
A01
Carlo Cinaglia
Cinaglia, Carlo
Carlo
Cinaglia
Michigan State University
2
A01
Amr Rabie-Ahmed
Rabie-Ahmed, Amr
Amr
Rabie-Ahmed
Nazarbayev University
01
Ethics can be understood as a set of virtues guiding human behavior to ensure that an individual’s actions respect and positively impact both the self and greater society. In academic research, discussions of ethics are often associated with ensuring that a study’s procedures affect research participants in humane ways. In this chapter, we reflect inward and consider the importance of applying ethical principles to the broader experience of being graduate students in applied linguistics. We consider this important since graduate students engage in different activities as part of their academic and professional development, all of which have the potential to affect themselves and others both positively and negatively. We begin by discussing three specific challenges graduate students face that pose ethical dilemmas. Next, we share examples from our own experience as graduate students in the United States, illustrating how we faced and attempted to respond to these challenges in our practice. Finally, we offer suggestions and highlight resources for graduate students to adopt a stance of reflexivity as an ethical practice to engage mindfully with their work and advocate for their own wellbeing.
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Chapter 18. Research ethics and decisions
Cases of engagement and science communication
1
A01
Scott Sterling
Sterling, Scott
Scott
Sterling
Indiana State University
01
Within academia, we often compartmentalizes our work into research, service, and teaching. This creates an illusion of separation, neglecting the interconnectedness of these activities. A typical day involves a blend of tasks — meetings, mentoring, teaching, emails — sometimes leaving limited time for research, the very activity that often defines our scholarly value. Thus a conundrum exists: How can we excel in research if its time allotment is constantly squeezed by other necessary duties? Further complicating matters, these pressures can push scholars towards ethically questionable research practices (QRPs) with far-ranging outcomes. <br />This chapter explores this very issue by discussing two non-research projects, one in community engagement and another in science communication. Both projects aligned with my scholarly role, yet presented unforeseen ethical dilemmas. While not being ‘research’ in the traditional sense, both projects had an impact on my ability to ethically conduct research. By discussing the challenges that arose during these projects, the chapter highlights the importance of understanding research decision making and how decisions made in one sphere of our academic lives can impact others.
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Chapter 19. The ethical gray area
A perspective from journal editors
1
A01
Peter I. De Costa
De Costa, Peter I.
Peter I.
De Costa
Michigan State University
2
A01
Susan M. Gass
Gass, Susan M.
Susan M.
Gass
Michigan State University
3
A01
Rosa M. Manchón
Manchón, Rosa M.
Rosa M.
Manchón
University of Murcia
4
A01
Luke Plonsky
Plonsky, Luke
Luke
Plonsky
Northern Arizona University
01
This chapter is a collective reflection on key ethical dilemmas encountered by four past and/or current editors of journals in diverse sub-fields of Applied Linguistics. We reflect on (i) our understanding of ethics in relation to journal editing; (ii) specific ethical challenges we faced in our editorial work and how they were resolved; and (iii) global considerations about the adoption of ethical practices in Applied Linguistics journal editing in the current world of academic publishing.
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Commentary on Section IV
Personal and interactive aspects of applied linguistics research and scholarship
1
A01
Peter Sayer
Sayer, Peter
Peter
Sayer
Ohio State University
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371
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31
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Afterword
Reflections on ethical issues in applied linguistics research
1
A01
Patricia A. Duff
Duff, Patricia A.
Patricia A.
Duff
University of British Columbia
02
JBENJAMINS
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Research Methods in Applied Linguistics
7
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Ethical Issues in Applied Linguistics Scholarship
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rmal.7
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https://benjamins.com
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1
B01
Peter I. De Costa
De Costa, Peter I.
Peter I.
De Costa
Michigan State University
2
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Amr Rabie-Ahmed
Rabie-Ahmed, Amr
Amr
Rabie-Ahmed
Nazarbayev University
3
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Carlo Cinaglia
Cinaglia, Carlo
Carlo
Cinaglia
Michigan State University
01
eng
390
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LIN.APPL
Applied linguistics
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This volume contributes to ongoing discussions of ethics in Applied Linguistics scholarship by focusing in-depth on several different sub-areas within the field. The book is comprised of four sections: methodological approaches to research; specific participant populations and contexts of research, (language) pedagogy and policy; and personal and interactive aspects of research and scholarship. Moving beyond discussions of how ethics is conceptualized or defined, the chapters in this volume explore ethics-in-practice by examining context-specific ethical challenges and offering guidance for current and future Applied Linguistics scholars. This volume responds to the need to provide context-specific research ethics training for graduate students and novice researchers interested in a variety of contexts and methodological approaches. After engaging with this volume, new and experienced applied linguists alike will gain familiarity with specific ethical challenges and practices within particular sub-disciplines relevant to their work and across the field more broadly.
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Miscellaneous
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Table of contents
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Miscellaneous
2
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Foreword
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A01
Martha Bigelow
Bigelow, Martha
Martha
Bigelow
University of Minnesota
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7
7
Chapter
3
01
Introduction
Ethical issues in Applied Linguistics scholarship
1
A01
Carlo Cinaglia
Cinaglia, Carlo
Carlo
Cinaglia
Michigan State University
2
A01
Amr Rabie-Ahmed
Rabie-Ahmed, Amr
Amr
Rabie-Ahmed
Nazarbayev University
3
A01
Peter I. De Costa
De Costa, Peter I.
Peter I.
De Costa
Michigan State University
01
This chapter introduces the volume by contextualizing it within recent developments in Applied Linguistics research methodology, with a specific focus on research ethics. It discusses the importance of developing a context-sensitive research ethics, and it situates the volume in response to key publications that have begun to examine context-specific ethical issues in Applied Linguistics research. Following this, the chapter outlines the different sections within the volume and describes the structure and contents of each chapter, serving as a roadmap and point of entry for readers.
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Section I. Methodological approaches
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5
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Chapter 1. A taxonomy of questionable research practices in quantitative humanities
1
A01
Luke Plonsky
Plonsky, Luke
Luke
Plonsky
Northern Arizona University
2
A01
Tove Larsson
Larsson, Tove
Tove
Larsson
Northern Arizona University
3
A01
Scott Sterling
Sterling, Scott
Scott
Sterling
Indiana State University
4
A01
Merja Kytö
Kytö, Merja
Merja
Kytö
Uppsala University
5
A01
Kate Yaw
Yaw, Kate
Kate
Yaw
University of South Florida
6
A01
Margaret Wood
Wood, Margaret
Margaret
Wood
Northern Arizona University
01
A growing body of research has begun to address ethical issues in the context of Applied Linguistics (e.g., De Costa, 2016; Isbell et al., 2022). One of the messages inherent in this line of inquiry is that ethical concerns are embedded throughout the research cycle from study conceptualization to realization, dissemination, application, and beyond (see Bernstein et al., this volume). With this concern in mind, the present study sought to catalog and develop a taxonomy of what are often referred to as ‘questionable research practices’ (QRPs; Steneck, 2006) and related decisions that come into play in the conduct of quantitative Applied Linguistics research. These include practices such as selective reporting and obscuring of methodological details to limit criticism. Using existing taxonomies developed in neighboring disciplines as a starting point (e.g., Tauginienė et al., 2019), we employed the <i>Delphi method</i> to elicit responses on potential QRPs in an iterative fashion from an expert panel as well as from peer scholars. The analyses of these data resulted in a domain-specific taxonomy that laid the groundwork for a large-scale survey that assessed the prevalence and perceived severity of ethical issues and QRPs found specifically in quantitative Applied Linguistics research (Larsson et al., 2023). The results are also be used to inform materials for methodological training in research ethics in Applied Linguistics and related disciplines (see De Costa et al., 2021; Wood et al., 2024, in press).
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Chapter 2. Corpus linguistics and ethics
1
A01
Gavin Brookes
Brookes, Gavin
Gavin
Brookes
Lancaster University
2
A01
Tony McEnery
McEnery, Tony
Tony
McEnery
Lancaster University
01
In this chapter, we explore the ethical considerations attending to research and practice in corpus linguistics. Despite the ubiquity of ethical dilemmas in corpus construction and use, there has been scant literature dedicated to ethical practices within the discipline. This gap is particularly pronounced given the increasing engagement with digital and online data sources, which pose unique ethical challenges regarding issues such as consent, privacy, and the public-private dichotomy. The chapter addresses these ethical considerations, and more besides, from the inter-related perspectives of research participants, corpus builders, distributors, and users. Importantly, the chapter highlights how ethical considerations are not confined to discrete stages of corpus linguistic projects but, rather, are interwoven throughout the research lifecycle. Key issues addressed include informed consent, participant anonymity, the ethical implications of using publicly available versus private communications, and the responsibilities of corpus users to ensure the meaningful, truthful, and fair representation of their findings. The chapter aims to respond to the need for more nuanced ethical guidelines that reflect the diversity of data sources and research contexts that characterise contemporary corpus linguistics, advocating for a reflective, case-by-case approach to ethical decision-making.
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7
01
Chapter 3. Ethical issues in educational action research
1
A01
Dario Banegas
Banegas, Dario
Dario
Banegas
University of Edinburgh
01
Educational action research (EAR) is often employed in language education by practitioners and researchers who wish to engage in bottom-up, collaborative forms of research that merge teaching, learning, and inquiry. EAR is characterised by having a direct impact on the teaching and learning processes as it is often carried out by teachers with their own students. EAR can be approached as a practical or transformational endeavour to improve language teaching and learning. Whatever the architecture supporting EAR, there are a few macro- and micro-ethical issues that must be acknowledged. In this chapter, I draw on my experience as a researcher leading an EAR project carried out with secondary school teachers and learners in Argentina to discuss ethical issues related to quality of evidence, quality of purpose, and quality of outcome. The article includes a series of takeways to support the ethical design, implementation, and evaluation/afterlife of an EAR project.
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Chapter 4. Doing research in culturally and linguistically diverse K-12 classrooms
Ethical considerations, critical reflections, and future directions
1
A01
Hayriye Kayi-Aydar
Kayi-Aydar, Hayriye
Hayriye
Kayi-Aydar
University of Arizona
01
This chapter centers around the ethical issues in regard to classroom-based Applied Linguistics research. More specifically, the purpose of the chapter is to offer a critical discussion of ethical considerations regarding the issues of gaining access to research site/participants and their stories, developing an ongoing consent, and being an ethical storyteller and advocate when collecting, analyzing, and sharing data obtained from teachers and learners in K-12 classrooms. I share examples of my own research experience with culturally and linguistically diverse K-12 classrooms in the U.S. in exploring the tensions regarding ethics in qualitative research processes.
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Chapter 5. Ethical considerations for research involving computer-assisted language learning, social media, and online environments
Computer-assisted language learning, social media, and online environments
1
A01
Francesca Marino
Marino, Francesca
Francesca
Marino
University of South Florida
2
A01
Dacota Liska
Liska, Dacota
Dacota
Liska
University of South Florida
3
A01
Matt Kessler
Kessler, Matt
Matt
Kessler
University of South Florida
01
While ethics has received a great deal of attention in research exploring second language (L2) learning and teaching within offline settings (e.g., face-to-face classrooms), there has been relatively less discussion of ethical decision-making processes in online research settings. However, online research presents new ethical challenges which need to be addressed, encompassing issues such as the blurred distinction between public and private data, source traceability, online security, and the potential risk of personal information disclosure. These concerns are particularly relevant to computer-assisted language learning (CALL) research employing information and communication technologies. The current chapter discusses ethical challenges in CALL by focusing on both classroom-oriented CALL research (i.e., L2 studies conducted in more formal educational settings) and social media-related CALL investigations (i.e., studies conducted in informal settings, typically involving social media platforms and mobile apps). Specifically, this chapter addresses three common ethical challenges faced by researchers, including: (1) gaining informed consent, (2) obtaining permissions, and (3) protecting participants’ privacy. We first provide concrete examples from published literature to illustrate effective strategies for navigating these challenges. Afterwards, we offer critical reflections and additional practical suggestions aimed at helping CALL scholars responsibly conduct research in digital locales.
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Chapter 6. Transcription as ethics
(Re)Presenting young children’s complex communicative repertoires in applied linguistics research
1
A01
Katie Bernstein
Bernstein, Katie
Katie
Bernstein
Arizona State University
2
A01
Usree Bhattacharya
Bhattacharya, Usree
Usree
Bhattacharya
University of Georgia
3
A01
Jennifer Johnson
Johnson, Jennifer
Jennifer
Johnson
Stanford University
01
What are a researcher’s ethical obligations when creating transcripts that represent young children’s complex communicative repertoires? How do those obligations shape transcription choices, such as which codes and modes are represented and how? In this chapter, we draw on our collective years of ethnographic research with young children in diverse language settings to argue for viewing transcription choices as ethical considerations. We share three vignettes from our own research with young children with complex communicative repertoires, including multilingualism, signed languages, and augmentative and alternative communication (AAC) devices. In each case, we share our transcription dilemmas, the decisions we ultimately made, and the ideas that informed those decisions. We end with guiding questions for researchers to help them make transcription decisions that are not just technically and theoretically sound, but also ethically sound.
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Commentary on Section I
Three shifts in ethical research applied linguists need to heed
1
A01
Xuesong Gao
Gao, Xuesong
Xuesong
Gao
School of Education
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Section header
12
01
Section II. Specific populations and research contexts
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Chapter 7. The zero-sum game of beneficence
Conducting ethical critical inquiries in K-12 schools
1
A01
Sara Kangas
Kangas, Sara
Sara
Kangas
Lehigh University
01
Critical research by nature is emancipatory, seeking to disrupt existing structures of systems, such as those in K-12 schools, that privilege particular groups while disenfranchising others. With such critical frameworks in research studies, however, competing interests among participants can emerge, exacerbating broader issues of privilege and oppression. Yet, applied linguists in the earliest years of their doctoral studies and careers are left ill-equipped to manage such conflicts and the ethical dilemmas they present. This chapter aims to lessen this oversight in training in two ways. First, the chapter draws upon the experiences that one critical applied linguist encountered in her research in schools. The researcher discovered that attempting to safeguard the well-being of <i>all</i> participants in a study is an untenable endeavor, especially when participants have disparate interests that contend with one another. Drawing upon illustrative examples from her research on multilingual learners with disabilities, the chapter lays bare the ethical dilemmas often present in critical inquiries and yet that do not surface in typical empirical publications. Second, the chapter offers recommendations for doctoral students and early-career applied linguists to consider as they conduct critical studies in schools with minoritized student groups.
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Chapter 8. Ethical research with adult migrant language learners
Challenges and responses
1
A01
James Simpson
Simpson, James
James
Simpson
Hong Kong University of Science and Technology
2
A01
Mike Chick
Chick, Mike
Mike
Chick
University of South Wales
01
Applied Linguistics research, teacher-research and scholarship with adult language learners who are migrants holds ethical challenges in relation to social and political contexts that are under-examined in the TESOL/Applied Linguistics literature and in practice. The critical exploration in this chapter addresses this gap. With examples from participatory research-and-practice initiatives in the UK, the chapter advocates a critical participatory approach towards research, one that is oriented towards the promotion of social justice. Such an approach can support the empowerment of participants as they respond to challenging and unethical policy landscapes: through their active participation in research, learners and practitioners may be better equipped with the tools they need for resistance and change. First, the authors describe how language education researchers working with adult migrants have adopted a reflexive, critical and activist orientation towards their work. They then discuss research that relates to practice which is not attendant on top-down policy moves, and which itself might inform a critical, emancipatory orientation towards policy formation. To end, they reflect further on the notion of research that empowers, and the impact this might have on policy and practice.
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Chapter 9. Ethics in heritage language education
Negotiating ethical research practices with heritage speakers and their communities
1
A01
Meagan Y. Driver
Driver, Meagan Y.
Meagan Y.
Driver
Michigan State University
01
In this chapter, I explore ethical considerations for conducting Applied Linguistics research on heritage speakers and offer recommendations for building understanding and commitment to ethically-informed practices when working with heritage communities. First, I discuss the ethical questions that arise in each stage of research development, keeping in mind the great diversity within and across heritage communities and the particular importance of ethical awareness that must go beyond traditional principles of research ethics. These include stages relating to definitions and terminology, research objectives, participant recruitment and inclusion criteria, data collection, and dissemination of results. Next, I provide specific examples of the ethical challenges I have faced in my own work, particularly relating to cultural, linguistic, and sociopolitical factors, when weighing the risks and benefits of various research decisions, and I expand on the steps taken to resolve each issue. I close the chapter with a reflection on the core ethical tensions that may arise for in-group and out-group researchers when working with heritage participants and make suggestions for scholars who intend to adopt practices that are ethically sound and appropriate for working with heritage speakers and their communities.
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Chapter 10. The ethics of indigenous language revitalization
Linguistic taxidermy or emancipation?
1
A01
Satoru Nakagawa
Nakagawa, Satoru
Satoru
Nakagawa
University of Manitoba
2
A01
Sandra Kouritzin
Kouritzin, Sandra
Sandra
Kouritzin
University of Manitoba
01
The ethical issue we address in this chapter is the role of Indigenous language experts who do not live in the community where an Indigenous language is spoken. Specifically, we question the ethics as well as the ethical protocols for engaging in research with Indigenous language speakers in the context of language revitalization discourses. We suggest that any judgments or decisions made by non-Indigenous language speakers with regard to standardization, orthography, digitization, pedagogy, and advocacy must be regarded as attempts at cultural and linguistic appropriation. We suggest that archiving or documenting Indigenous languages is best considered linguistic taxidermy, another move of colonization that we call fina-colonialism. In short, with reference to the specific languages of Tokunoshima, Japan, we discuss the ethics of research that purportedly aims at decolonizing, but in which Indigenous language speakers are rendered exotic representations of their own identities, commodified according to cosmopolitan interests and global tastes.
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Chapter 11. “Where you from, who’s your Mob?”
Ethical considerations when undertaking Australian aboriginal and Torres Strait Islander applied linguistic research
1
A01
Robyn Ober
Ober, Robyn
Robyn
Ober
Batchelor Institute
2
A01
Sender Dovchin
Dovchin, Sender
Sender
Dovchin
School of Education
3
A01
Rhonda Oliver
Oliver, Rhonda
Rhonda
Oliver
School of Education
01
In this chapter, we discuss how “yarning” — a traditional way of communicating, making and sharing meaning within Aboriginal society — may work as a research paradigm and methodology for qualitative ethnographic studies in applied linguistics. Yarning involves story telling as part of cooperative conversations and helps in the development of knowledge for all involved in the process, reflecting Indigenous knowledge system. Beyond a cultural practice, it is also gaining increasing recognition as an important and culturally appropriate way to undertake data collection with Australian first nations people. The chapter suggests that while the yarning space can be a flexible context to co-construct relationships and understanding, there is also a need for caution “to expect the unexpected”. Non-Aboriginal researchers in the Aboriginal space should not be afraid to ask for Aboriginal participants’ feedback and follow-up diligently on this advice.
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Chapter
18
01
Commentary on Section II
Specific populations and research contexts
1
A01
Sue Starfield
Starfield, Sue
Sue
Starfield
University of New South Wales
10
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19
01
Section III. Pedagogy and policy
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20
01
Chapter 12. Ethical research considerations in classroom and online spaces with bilingual students and their teachers
1
A01
Wayne E. Wright
Wright, Wayne E.
Wayne E.
Wright
Purdue University
01
In this chapter I discuss the macro- and micro-ethical ethical dilemmas I have faced in four past and current research projects with bilingual students in physical and online learning spaces. These include obtaining IRB approval, securing informed consent, ensuring participant confidentiality, addressing unanticipated ethical issues in the field, and making decisions about appropriate public uses of the data. I discuss how research in online learning spaces can introduce new macro- and micro-ethical issues. To illustrate macro-ethical issues, I will provide two examples from studies in heritage language programs to demonstrate challenges related to following IRB protocols. Next, to illustrate micro-ethical issues, I discuss a series of ethical questions which arose during a study of newcomer ELL students. Finally, I will discuss both macro- and micro-ethics issues myself and members of our larger research team have addressed or continue to grapple with in a large-scale longitudinal study of ELL and dual language bilingual education (DLBE) teachers. The chapter concludes by reaffirming the need for ethical reflexivity and responsible decision making during all phases of the research process, and offers suggestions for doing so.
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21
01
Chapter 13. Ethical issues in language testing
1
A01
Xun Yan
Yan, Xun
Xun
Yan
University of Illinois at Urbana-Champaign
2
A01
Melissa Bowles
Bowles, Melissa
Melissa
Bowles
University of Illinois at Urbana-Champaign
01
Considerable attention has been given to ethical issues in language testing since the 1990s, with several special issues, volumes, and international conferences dedicated to fairness and justice in assessment (Davies, 1997, 2004; Kunnan, 2000; McNamara, Knoch, & Fan, 2019). In this chapter we review existing work, focusing on how ethical issues can arise at any stage of the assessment process — from initial test development through test administration, test scoring, and test use. Each of these four stages requires different quality control procedures to ensure fairness and ethical standards, namely, (1) fairness review during test development; (2) accommodations during test development; (3) bias analysis after test scoring; and (4) communication with stakeholders about ethical test use. Informed by ethical codes of practice created by language testing associations (e.g., the International Language Testing Association (ILTA) Code of Ethics), we provide specific examples to show steps that can be taken in each phase to ensure that ethical standards are upheld. Examples of ethical issues and the corresponding quality control procedures in this chapter are taken from a local, university-based English speaking test in the US. While some of the quality control procedures require language or pedagogy-related content expertise, others require specialized knowledge and skills in measurement and statistics. Finally, we conclude by recommending best practice to guide test developers and test users. We argue that assurance of ethical standards in language testing requires collaboration between language testers and other stakeholders.
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22
01
Chapter 14. Navigating ethical challenges in L2 writing in transnational higher education
1
A01
Christine M. Tardy
Tardy, Christine M.
Christine M.
Tardy
University of Arizona
2
A01
Jaime F. Mejia Mayorga
Mejia Mayorga, Jaime F.
Jaime F.
Mejia Mayorga
University of Arizona
3
A01
Emily Palese
Palese, Emily
Emily
Palese
University of Arizona
01
This chapter examines ethics in the work of L2 writing program administration in transnational higher education (TNHE). We specifically examine how the border-crossing nature of TNHE settings can give rise to conflicts of values and ethical dilemmas for administrators. In this chapter, we begin by reviewing the complex setting in which TNHE takes place and how navigating its institutional, political, and cultural complexities involves traversing multiple value systems. We then describe in detail two ethical dilemmas that we experience resulting from the complexity of the TNHE setting: the first relates to ethical issues related to assessment and language proficiency, and the second relates to institutional policies and practices in employees’ work-life. We use these two examples to illustrate how viewing challenging administrative issues through a lens of values and ethics allows us to reflect on and adjust our own practices and cultural biases. We end the chapter by outlining three guiding principles (related to communication, representation, and transparency) that we have found can serve as a compass for taking needed action in such complex administrative contexts.
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23
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Chapter 15. Challenges of justice and equity for ethical English as an additional language in school education
1
A01
Constant Leung
Leung, Constant
Constant
Leung
King’s College London
01
The ethical issues raised in this discussion are set against the backdrop of the English as an Additional Language (EAL) curriculum and teaching provision for school students from ethnolingusitic minority communities in England. At present over 19% of the school population is categorized as EAL users/learners. I will first provide a background description of the educational policy response to ethnolinguistic diversity in the past fifty years. The second part the discussion will focus on the educational consequences of the overwhelmingly monolingual English-language curriculum environment (except for foreign modern languages such as French). It will be shown that policy rhetoric and real-world consequences have not lined up coherently. After that I will examine the principles of equality and entitlement with reference to the works of Rawls, Taylor and others as they relate to the ‘mainstreaming’ approach to education provision in the context of ethnolinguistic diversity. I will conclude with some observations on the possible curricular and pedagogic provision that would begin to recognise minoritized EAL students’ language education needs. While the focus of this discussion is on EAL in England, it is hoped that some of the arguments for equity for all would resonate with the considerations for minoritized students on grounds of language, disabilities, gender and other issues in public education in other world locations.
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Commentary on Section III
Pedagogy and policy
1
A01
Jamie L. Schissel
Schissel, Jamie L.
Jamie L.
Schissel
University of North Carolina at Greensboro
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Section IV. Personal and interactive aspects of research and scholarship
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Chapter 16. Managing publication expectations and collaborations
On the ethics of co-authoring in applied linguistics
1
A01
Christopher J. Jenks
Jenks, Christopher J.
Christopher J.
Jenks
Utrecht University
2
A01
Jerry Won Lee
Lee, Jerry Won
Jerry Won
Lee
University of California
01
Collaborative research and co-authoring are ubiquitous work practices in higher education. With current funding models and promotion expectations, research is becoming more collaborative with publications co-authored by two or more scholars. Macro-level ethical guidelines established by professional organizations are a useful starting point for understanding how to approach collaborations and co-authorships, as much has been already said about how to work responsibly within a given discipline. However, questions of ethics in research need be pursued by tempering macro-level guidelines with micro-level considerations, such as the unique and specific challenges that are involved in working on diverse empirical topics. To this end, we draw on our experiences co-authoring publications to explore the relationship between micro-level considerations and macro-level guidelines in applied linguistics research. We explore the complexities of distributing responsibilities to a team of researchers, managing uneven power dynamics, and negotiating the authorship order for contributors. By grounding our discussion within the context of actual work done in collaboration by both authors, we provide readers with concrete examples of how to attend to the ethics of collaborative research and co-authoring.
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Chapter 17. Ethical dilemmas of graduate students negotiating new roles and responsibilities
The importance of mindful engagement, self‑care, and reflexivity
1
A01
Carlo Cinaglia
Cinaglia, Carlo
Carlo
Cinaglia
Michigan State University
2
A01
Amr Rabie-Ahmed
Rabie-Ahmed, Amr
Amr
Rabie-Ahmed
Nazarbayev University
01
Ethics can be understood as a set of virtues guiding human behavior to ensure that an individual’s actions respect and positively impact both the self and greater society. In academic research, discussions of ethics are often associated with ensuring that a study’s procedures affect research participants in humane ways. In this chapter, we reflect inward and consider the importance of applying ethical principles to the broader experience of being graduate students in applied linguistics. We consider this important since graduate students engage in different activities as part of their academic and professional development, all of which have the potential to affect themselves and others both positively and negatively. We begin by discussing three specific challenges graduate students face that pose ethical dilemmas. Next, we share examples from our own experience as graduate students in the United States, illustrating how we faced and attempted to respond to these challenges in our practice. Finally, we offer suggestions and highlight resources for graduate students to adopt a stance of reflexivity as an ethical practice to engage mindfully with their work and advocate for their own wellbeing.
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Chapter 18. Research ethics and decisions
Cases of engagement and science communication
1
A01
Scott Sterling
Sterling, Scott
Scott
Sterling
Indiana State University
01
Within academia, we often compartmentalizes our work into research, service, and teaching. This creates an illusion of separation, neglecting the interconnectedness of these activities. A typical day involves a blend of tasks — meetings, mentoring, teaching, emails — sometimes leaving limited time for research, the very activity that often defines our scholarly value. Thus a conundrum exists: How can we excel in research if its time allotment is constantly squeezed by other necessary duties? Further complicating matters, these pressures can push scholars towards ethically questionable research practices (QRPs) with far-ranging outcomes. <br />This chapter explores this very issue by discussing two non-research projects, one in community engagement and another in science communication. Both projects aligned with my scholarly role, yet presented unforeseen ethical dilemmas. While not being ‘research’ in the traditional sense, both projects had an impact on my ability to ethically conduct research. By discussing the challenges that arose during these projects, the chapter highlights the importance of understanding research decision making and how decisions made in one sphere of our academic lives can impact others.
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Chapter 19. The ethical gray area
A perspective from journal editors
1
A01
Peter I. De Costa
De Costa, Peter I.
Peter I.
De Costa
Michigan State University
2
A01
Susan M. Gass
Gass, Susan M.
Susan M.
Gass
Michigan State University
3
A01
Rosa M. Manchón
Manchón, Rosa M.
Rosa M.
Manchón
University of Murcia
4
A01
Luke Plonsky
Plonsky, Luke
Luke
Plonsky
Northern Arizona University
01
This chapter is a collective reflection on key ethical dilemmas encountered by four past and/or current editors of journals in diverse sub-fields of Applied Linguistics. We reflect on (i) our understanding of ethics in relation to journal editing; (ii) specific ethical challenges we faced in our editorial work and how they were resolved; and (iii) global considerations about the adoption of ethical practices in Applied Linguistics journal editing in the current world of academic publishing.
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Commentary on Section IV
Personal and interactive aspects of applied linguistics research and scholarship
1
A01
Peter Sayer
Sayer, Peter
Peter
Sayer
Ohio State University
10
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371
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31
01
Afterword
Reflections on ethical issues in applied linguistics research
1
A01
Patricia A. Duff
Duff, Patricia A.
Patricia A.
Duff
University of British Columbia
02
JBENJAMINS
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Research Methods in Applied Linguistics
7
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Ethical Issues in Applied Linguistics Scholarship
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B01
Peter I. De Costa
De Costa, Peter I.
Peter I.
De Costa
Michigan State University
2
B01
Amr Rabie-Ahmed
Rabie-Ahmed, Amr
Amr
Rabie-Ahmed
Nazarbayev University
3
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Carlo Cinaglia
Cinaglia, Carlo
Carlo
Cinaglia
Michigan State University
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eng
390
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LIN.APPL
Applied linguistics
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This volume contributes to ongoing discussions of ethics in Applied Linguistics scholarship by focusing in-depth on several different sub-areas within the field. The book is comprised of four sections: methodological approaches to research; specific participant populations and contexts of research, (language) pedagogy and policy; and personal and interactive aspects of research and scholarship. Moving beyond discussions of how ethics is conceptualized or defined, the chapters in this volume explore ethics-in-practice by examining context-specific ethical challenges and offering guidance for current and future Applied Linguistics scholars. This volume responds to the need to provide context-specific research ethics training for graduate students and novice researchers interested in a variety of contexts and methodological approaches. After engaging with this volume, new and experienced applied linguists alike will gain familiarity with specific ethical challenges and practices within particular sub-disciplines relevant to their work and across the field more broadly.
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Miscellaneous
1
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Table of contents
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xii
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Miscellaneous
2
01
Foreword
1
A01
Martha Bigelow
Bigelow, Martha
Martha
Bigelow
University of Minnesota
10
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7
7
Chapter
3
01
Introduction
Ethical issues in Applied Linguistics scholarship
1
A01
Carlo Cinaglia
Cinaglia, Carlo
Carlo
Cinaglia
Michigan State University
2
A01
Amr Rabie-Ahmed
Rabie-Ahmed, Amr
Amr
Rabie-Ahmed
Nazarbayev University
3
A01
Peter I. De Costa
De Costa, Peter I.
Peter I.
De Costa
Michigan State University
01
This chapter introduces the volume by contextualizing it within recent developments in Applied Linguistics research methodology, with a specific focus on research ethics. It discusses the importance of developing a context-sensitive research ethics, and it situates the volume in response to key publications that have begun to examine context-specific ethical issues in Applied Linguistics research. Following this, the chapter outlines the different sections within the volume and describes the structure and contents of each chapter, serving as a roadmap and point of entry for readers.
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Section I. Methodological approaches
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27
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5
01
Chapter 1. A taxonomy of questionable research practices in quantitative humanities
1
A01
Luke Plonsky
Plonsky, Luke
Luke
Plonsky
Northern Arizona University
2
A01
Tove Larsson
Larsson, Tove
Tove
Larsson
Northern Arizona University
3
A01
Scott Sterling
Sterling, Scott
Scott
Sterling
Indiana State University
4
A01
Merja Kytö
Kytö, Merja
Merja
Kytö
Uppsala University
5
A01
Kate Yaw
Yaw, Kate
Kate
Yaw
University of South Florida
6
A01
Margaret Wood
Wood, Margaret
Margaret
Wood
Northern Arizona University
01
A growing body of research has begun to address ethical issues in the context of Applied Linguistics (e.g., De Costa, 2016; Isbell et al., 2022). One of the messages inherent in this line of inquiry is that ethical concerns are embedded throughout the research cycle from study conceptualization to realization, dissemination, application, and beyond (see Bernstein et al., this volume). With this concern in mind, the present study sought to catalog and develop a taxonomy of what are often referred to as ‘questionable research practices’ (QRPs; Steneck, 2006) and related decisions that come into play in the conduct of quantitative Applied Linguistics research. These include practices such as selective reporting and obscuring of methodological details to limit criticism. Using existing taxonomies developed in neighboring disciplines as a starting point (e.g., Tauginienė et al., 2019), we employed the <i>Delphi method</i> to elicit responses on potential QRPs in an iterative fashion from an expert panel as well as from peer scholars. The analyses of these data resulted in a domain-specific taxonomy that laid the groundwork for a large-scale survey that assessed the prevalence and perceived severity of ethical issues and QRPs found specifically in quantitative Applied Linguistics research (Larsson et al., 2023). The results are also be used to inform materials for methodological training in research ethics in Applied Linguistics and related disciplines (see De Costa et al., 2021; Wood et al., 2024, in press).
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6
01
Chapter 2. Corpus linguistics and ethics
1
A01
Gavin Brookes
Brookes, Gavin
Gavin
Brookes
Lancaster University
2
A01
Tony McEnery
McEnery, Tony
Tony
McEnery
Lancaster University
01
In this chapter, we explore the ethical considerations attending to research and practice in corpus linguistics. Despite the ubiquity of ethical dilemmas in corpus construction and use, there has been scant literature dedicated to ethical practices within the discipline. This gap is particularly pronounced given the increasing engagement with digital and online data sources, which pose unique ethical challenges regarding issues such as consent, privacy, and the public-private dichotomy. The chapter addresses these ethical considerations, and more besides, from the inter-related perspectives of research participants, corpus builders, distributors, and users. Importantly, the chapter highlights how ethical considerations are not confined to discrete stages of corpus linguistic projects but, rather, are interwoven throughout the research lifecycle. Key issues addressed include informed consent, participant anonymity, the ethical implications of using publicly available versus private communications, and the responsibilities of corpus users to ensure the meaningful, truthful, and fair representation of their findings. The chapter aims to respond to the need for more nuanced ethical guidelines that reflect the diversity of data sources and research contexts that characterise contemporary corpus linguistics, advocating for a reflective, case-by-case approach to ethical decision-making.
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7
01
Chapter 3. Ethical issues in educational action research
1
A01
Dario Banegas
Banegas, Dario
Dario
Banegas
University of Edinburgh
01
Educational action research (EAR) is often employed in language education by practitioners and researchers who wish to engage in bottom-up, collaborative forms of research that merge teaching, learning, and inquiry. EAR is characterised by having a direct impact on the teaching and learning processes as it is often carried out by teachers with their own students. EAR can be approached as a practical or transformational endeavour to improve language teaching and learning. Whatever the architecture supporting EAR, there are a few macro- and micro-ethical issues that must be acknowledged. In this chapter, I draw on my experience as a researcher leading an EAR project carried out with secondary school teachers and learners in Argentina to discuss ethical issues related to quality of evidence, quality of purpose, and quality of outcome. The article includes a series of takeways to support the ethical design, implementation, and evaluation/afterlife of an EAR project.
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Chapter 4. Doing research in culturally and linguistically diverse K-12 classrooms
Ethical considerations, critical reflections, and future directions
1
A01
Hayriye Kayi-Aydar
Kayi-Aydar, Hayriye
Hayriye
Kayi-Aydar
University of Arizona
01
This chapter centers around the ethical issues in regard to classroom-based Applied Linguistics research. More specifically, the purpose of the chapter is to offer a critical discussion of ethical considerations regarding the issues of gaining access to research site/participants and their stories, developing an ongoing consent, and being an ethical storyteller and advocate when collecting, analyzing, and sharing data obtained from teachers and learners in K-12 classrooms. I share examples of my own research experience with culturally and linguistically diverse K-12 classrooms in the U.S. in exploring the tensions regarding ethics in qualitative research processes.
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Chapter 5. Ethical considerations for research involving computer-assisted language learning, social media, and online environments
Computer-assisted language learning, social media, and online environments
1
A01
Francesca Marino
Marino, Francesca
Francesca
Marino
University of South Florida
2
A01
Dacota Liska
Liska, Dacota
Dacota
Liska
University of South Florida
3
A01
Matt Kessler
Kessler, Matt
Matt
Kessler
University of South Florida
01
While ethics has received a great deal of attention in research exploring second language (L2) learning and teaching within offline settings (e.g., face-to-face classrooms), there has been relatively less discussion of ethical decision-making processes in online research settings. However, online research presents new ethical challenges which need to be addressed, encompassing issues such as the blurred distinction between public and private data, source traceability, online security, and the potential risk of personal information disclosure. These concerns are particularly relevant to computer-assisted language learning (CALL) research employing information and communication technologies. The current chapter discusses ethical challenges in CALL by focusing on both classroom-oriented CALL research (i.e., L2 studies conducted in more formal educational settings) and social media-related CALL investigations (i.e., studies conducted in informal settings, typically involving social media platforms and mobile apps). Specifically, this chapter addresses three common ethical challenges faced by researchers, including: (1) gaining informed consent, (2) obtaining permissions, and (3) protecting participants’ privacy. We first provide concrete examples from published literature to illustrate effective strategies for navigating these challenges. Afterwards, we offer critical reflections and additional practical suggestions aimed at helping CALL scholars responsibly conduct research in digital locales.
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Chapter 6. Transcription as ethics
(Re)Presenting young children’s complex communicative repertoires in applied linguistics research
1
A01
Katie Bernstein
Bernstein, Katie
Katie
Bernstein
Arizona State University
2
A01
Usree Bhattacharya
Bhattacharya, Usree
Usree
Bhattacharya
University of Georgia
3
A01
Jennifer Johnson
Johnson, Jennifer
Jennifer
Johnson
Stanford University
01
What are a researcher’s ethical obligations when creating transcripts that represent young children’s complex communicative repertoires? How do those obligations shape transcription choices, such as which codes and modes are represented and how? In this chapter, we draw on our collective years of ethnographic research with young children in diverse language settings to argue for viewing transcription choices as ethical considerations. We share three vignettes from our own research with young children with complex communicative repertoires, including multilingualism, signed languages, and augmentative and alternative communication (AAC) devices. In each case, we share our transcription dilemmas, the decisions we ultimately made, and the ideas that informed those decisions. We end with guiding questions for researchers to help them make transcription decisions that are not just technically and theoretically sound, but also ethically sound.
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11
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Commentary on Section I
Three shifts in ethical research applied linguists need to heed
1
A01
Xuesong Gao
Gao, Xuesong
Xuesong
Gao
School of Education
10
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Section header
12
01
Section II. Specific populations and research contexts
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13
01
Chapter 7. The zero-sum game of beneficence
Conducting ethical critical inquiries in K-12 schools
1
A01
Sara Kangas
Kangas, Sara
Sara
Kangas
Lehigh University
01
Critical research by nature is emancipatory, seeking to disrupt existing structures of systems, such as those in K-12 schools, that privilege particular groups while disenfranchising others. With such critical frameworks in research studies, however, competing interests among participants can emerge, exacerbating broader issues of privilege and oppression. Yet, applied linguists in the earliest years of their doctoral studies and careers are left ill-equipped to manage such conflicts and the ethical dilemmas they present. This chapter aims to lessen this oversight in training in two ways. First, the chapter draws upon the experiences that one critical applied linguist encountered in her research in schools. The researcher discovered that attempting to safeguard the well-being of <i>all</i> participants in a study is an untenable endeavor, especially when participants have disparate interests that contend with one another. Drawing upon illustrative examples from her research on multilingual learners with disabilities, the chapter lays bare the ethical dilemmas often present in critical inquiries and yet that do not surface in typical empirical publications. Second, the chapter offers recommendations for doctoral students and early-career applied linguists to consider as they conduct critical studies in schools with minoritized student groups.
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14
01
Chapter 8. Ethical research with adult migrant language learners
Challenges and responses
1
A01
James Simpson
Simpson, James
James
Simpson
Hong Kong University of Science and Technology
2
A01
Mike Chick
Chick, Mike
Mike
Chick
University of South Wales
01
Applied Linguistics research, teacher-research and scholarship with adult language learners who are migrants holds ethical challenges in relation to social and political contexts that are under-examined in the TESOL/Applied Linguistics literature and in practice. The critical exploration in this chapter addresses this gap. With examples from participatory research-and-practice initiatives in the UK, the chapter advocates a critical participatory approach towards research, one that is oriented towards the promotion of social justice. Such an approach can support the empowerment of participants as they respond to challenging and unethical policy landscapes: through their active participation in research, learners and practitioners may be better equipped with the tools they need for resistance and change. First, the authors describe how language education researchers working with adult migrants have adopted a reflexive, critical and activist orientation towards their work. They then discuss research that relates to practice which is not attendant on top-down policy moves, and which itself might inform a critical, emancipatory orientation towards policy formation. To end, they reflect further on the notion of research that empowers, and the impact this might have on policy and practice.
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01
Chapter 9. Ethics in heritage language education
Negotiating ethical research practices with heritage speakers and their communities
1
A01
Meagan Y. Driver
Driver, Meagan Y.
Meagan Y.
Driver
Michigan State University
01
In this chapter, I explore ethical considerations for conducting Applied Linguistics research on heritage speakers and offer recommendations for building understanding and commitment to ethically-informed practices when working with heritage communities. First, I discuss the ethical questions that arise in each stage of research development, keeping in mind the great diversity within and across heritage communities and the particular importance of ethical awareness that must go beyond traditional principles of research ethics. These include stages relating to definitions and terminology, research objectives, participant recruitment and inclusion criteria, data collection, and dissemination of results. Next, I provide specific examples of the ethical challenges I have faced in my own work, particularly relating to cultural, linguistic, and sociopolitical factors, when weighing the risks and benefits of various research decisions, and I expand on the steps taken to resolve each issue. I close the chapter with a reflection on the core ethical tensions that may arise for in-group and out-group researchers when working with heritage participants and make suggestions for scholars who intend to adopt practices that are ethically sound and appropriate for working with heritage speakers and their communities.
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Chapter
16
01
Chapter 10. The ethics of indigenous language revitalization
Linguistic taxidermy or emancipation?
1
A01
Satoru Nakagawa
Nakagawa, Satoru
Satoru
Nakagawa
University of Manitoba
2
A01
Sandra Kouritzin
Kouritzin, Sandra
Sandra
Kouritzin
University of Manitoba
01
The ethical issue we address in this chapter is the role of Indigenous language experts who do not live in the community where an Indigenous language is spoken. Specifically, we question the ethics as well as the ethical protocols for engaging in research with Indigenous language speakers in the context of language revitalization discourses. We suggest that any judgments or decisions made by non-Indigenous language speakers with regard to standardization, orthography, digitization, pedagogy, and advocacy must be regarded as attempts at cultural and linguistic appropriation. We suggest that archiving or documenting Indigenous languages is best considered linguistic taxidermy, another move of colonization that we call fina-colonialism. In short, with reference to the specific languages of Tokunoshima, Japan, we discuss the ethics of research that purportedly aims at decolonizing, but in which Indigenous language speakers are rendered exotic representations of their own identities, commodified according to cosmopolitan interests and global tastes.
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17
01
Chapter 11. “Where you from, who’s your Mob?”
Ethical considerations when undertaking Australian aboriginal and Torres Strait Islander applied linguistic research
1
A01
Robyn Ober
Ober, Robyn
Robyn
Ober
Batchelor Institute
2
A01
Sender Dovchin
Dovchin, Sender
Sender
Dovchin
School of Education
3
A01
Rhonda Oliver
Oliver, Rhonda
Rhonda
Oliver
School of Education
01
In this chapter, we discuss how “yarning” — a traditional way of communicating, making and sharing meaning within Aboriginal society — may work as a research paradigm and methodology for qualitative ethnographic studies in applied linguistics. Yarning involves story telling as part of cooperative conversations and helps in the development of knowledge for all involved in the process, reflecting Indigenous knowledge system. Beyond a cultural practice, it is also gaining increasing recognition as an important and culturally appropriate way to undertake data collection with Australian first nations people. The chapter suggests that while the yarning space can be a flexible context to co-construct relationships and understanding, there is also a need for caution “to expect the unexpected”. Non-Aboriginal researchers in the Aboriginal space should not be afraid to ask for Aboriginal participants’ feedback and follow-up diligently on this advice.
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Chapter
18
01
Commentary on Section II
Specific populations and research contexts
1
A01
Sue Starfield
Starfield, Sue
Sue
Starfield
University of New South Wales
10
01
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1
Section header
19
01
Section III. Pedagogy and policy
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236
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Chapter
20
01
Chapter 12. Ethical research considerations in classroom and online spaces with bilingual students and their teachers
1
A01
Wayne E. Wright
Wright, Wayne E.
Wayne E.
Wright
Purdue University
01
In this chapter I discuss the macro- and micro-ethical ethical dilemmas I have faced in four past and current research projects with bilingual students in physical and online learning spaces. These include obtaining IRB approval, securing informed consent, ensuring participant confidentiality, addressing unanticipated ethical issues in the field, and making decisions about appropriate public uses of the data. I discuss how research in online learning spaces can introduce new macro- and micro-ethical issues. To illustrate macro-ethical issues, I will provide two examples from studies in heritage language programs to demonstrate challenges related to following IRB protocols. Next, to illustrate micro-ethical issues, I discuss a series of ethical questions which arose during a study of newcomer ELL students. Finally, I will discuss both macro- and micro-ethics issues myself and members of our larger research team have addressed or continue to grapple with in a large-scale longitudinal study of ELL and dual language bilingual education (DLBE) teachers. The chapter concludes by reaffirming the need for ethical reflexivity and responsible decision making during all phases of the research process, and offers suggestions for doing so.
10
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21
01
Chapter 13. Ethical issues in language testing
1
A01
Xun Yan
Yan, Xun
Xun
Yan
University of Illinois at Urbana-Champaign
2
A01
Melissa Bowles
Bowles, Melissa
Melissa
Bowles
University of Illinois at Urbana-Champaign
01
Considerable attention has been given to ethical issues in language testing since the 1990s, with several special issues, volumes, and international conferences dedicated to fairness and justice in assessment (Davies, 1997, 2004; Kunnan, 2000; McNamara, Knoch, & Fan, 2019). In this chapter we review existing work, focusing on how ethical issues can arise at any stage of the assessment process — from initial test development through test administration, test scoring, and test use. Each of these four stages requires different quality control procedures to ensure fairness and ethical standards, namely, (1) fairness review during test development; (2) accommodations during test development; (3) bias analysis after test scoring; and (4) communication with stakeholders about ethical test use. Informed by ethical codes of practice created by language testing associations (e.g., the International Language Testing Association (ILTA) Code of Ethics), we provide specific examples to show steps that can be taken in each phase to ensure that ethical standards are upheld. Examples of ethical issues and the corresponding quality control procedures in this chapter are taken from a local, university-based English speaking test in the US. While some of the quality control procedures require language or pedagogy-related content expertise, others require specialized knowledge and skills in measurement and statistics. Finally, we conclude by recommending best practice to guide test developers and test users. We argue that assurance of ethical standards in language testing requires collaboration between language testers and other stakeholders.
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Chapter 14. Navigating ethical challenges in L2 writing in transnational higher education
1
A01
Christine M. Tardy
Tardy, Christine M.
Christine M.
Tardy
University of Arizona
2
A01
Jaime F. Mejia Mayorga
Mejia Mayorga, Jaime F.
Jaime F.
Mejia Mayorga
University of Arizona
3
A01
Emily Palese
Palese, Emily
Emily
Palese
University of Arizona
01
This chapter examines ethics in the work of L2 writing program administration in transnational higher education (TNHE). We specifically examine how the border-crossing nature of TNHE settings can give rise to conflicts of values and ethical dilemmas for administrators. In this chapter, we begin by reviewing the complex setting in which TNHE takes place and how navigating its institutional, political, and cultural complexities involves traversing multiple value systems. We then describe in detail two ethical dilemmas that we experience resulting from the complexity of the TNHE setting: the first relates to ethical issues related to assessment and language proficiency, and the second relates to institutional policies and practices in employees’ work-life. We use these two examples to illustrate how viewing challenging administrative issues through a lens of values and ethics allows us to reflect on and adjust our own practices and cultural biases. We end the chapter by outlining three guiding principles (related to communication, representation, and transparency) that we have found can serve as a compass for taking needed action in such complex administrative contexts.
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Chapter 15. Challenges of justice and equity for ethical English as an additional language in school education
1
A01
Constant Leung
Leung, Constant
Constant
Leung
King’s College London
01
The ethical issues raised in this discussion are set against the backdrop of the English as an Additional Language (EAL) curriculum and teaching provision for school students from ethnolingusitic minority communities in England. At present over 19% of the school population is categorized as EAL users/learners. I will first provide a background description of the educational policy response to ethnolinguistic diversity in the past fifty years. The second part the discussion will focus on the educational consequences of the overwhelmingly monolingual English-language curriculum environment (except for foreign modern languages such as French). It will be shown that policy rhetoric and real-world consequences have not lined up coherently. After that I will examine the principles of equality and entitlement with reference to the works of Rawls, Taylor and others as they relate to the ‘mainstreaming’ approach to education provision in the context of ethnolinguistic diversity. I will conclude with some observations on the possible curricular and pedagogic provision that would begin to recognise minoritized EAL students’ language education needs. While the focus of this discussion is on EAL in England, it is hoped that some of the arguments for equity for all would resonate with the considerations for minoritized students on grounds of language, disabilities, gender and other issues in public education in other world locations.
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24
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Commentary on Section III
Pedagogy and policy
1
A01
Jamie L. Schissel
Schissel, Jamie L.
Jamie L.
Schissel
University of North Carolina at Greensboro
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Section header
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Section IV. Personal and interactive aspects of research and scholarship
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Chapter 16. Managing publication expectations and collaborations
On the ethics of co-authoring in applied linguistics
1
A01
Christopher J. Jenks
Jenks, Christopher J.
Christopher J.
Jenks
Utrecht University
2
A01
Jerry Won Lee
Lee, Jerry Won
Jerry Won
Lee
University of California
01
Collaborative research and co-authoring are ubiquitous work practices in higher education. With current funding models and promotion expectations, research is becoming more collaborative with publications co-authored by two or more scholars. Macro-level ethical guidelines established by professional organizations are a useful starting point for understanding how to approach collaborations and co-authorships, as much has been already said about how to work responsibly within a given discipline. However, questions of ethics in research need be pursued by tempering macro-level guidelines with micro-level considerations, such as the unique and specific challenges that are involved in working on diverse empirical topics. To this end, we draw on our experiences co-authoring publications to explore the relationship between micro-level considerations and macro-level guidelines in applied linguistics research. We explore the complexities of distributing responsibilities to a team of researchers, managing uneven power dynamics, and negotiating the authorship order for contributors. By grounding our discussion within the context of actual work done in collaboration by both authors, we provide readers with concrete examples of how to attend to the ethics of collaborative research and co-authoring.
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Chapter 17. Ethical dilemmas of graduate students negotiating new roles and responsibilities
The importance of mindful engagement, self‑care, and reflexivity
1
A01
Carlo Cinaglia
Cinaglia, Carlo
Carlo
Cinaglia
Michigan State University
2
A01
Amr Rabie-Ahmed
Rabie-Ahmed, Amr
Amr
Rabie-Ahmed
Nazarbayev University
01
Ethics can be understood as a set of virtues guiding human behavior to ensure that an individual’s actions respect and positively impact both the self and greater society. In academic research, discussions of ethics are often associated with ensuring that a study’s procedures affect research participants in humane ways. In this chapter, we reflect inward and consider the importance of applying ethical principles to the broader experience of being graduate students in applied linguistics. We consider this important since graduate students engage in different activities as part of their academic and professional development, all of which have the potential to affect themselves and others both positively and negatively. We begin by discussing three specific challenges graduate students face that pose ethical dilemmas. Next, we share examples from our own experience as graduate students in the United States, illustrating how we faced and attempted to respond to these challenges in our practice. Finally, we offer suggestions and highlight resources for graduate students to adopt a stance of reflexivity as an ethical practice to engage mindfully with their work and advocate for their own wellbeing.
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Chapter
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Chapter 18. Research ethics and decisions
Cases of engagement and science communication
1
A01
Scott Sterling
Sterling, Scott
Scott
Sterling
Indiana State University
01
Within academia, we often compartmentalizes our work into research, service, and teaching. This creates an illusion of separation, neglecting the interconnectedness of these activities. A typical day involves a blend of tasks — meetings, mentoring, teaching, emails — sometimes leaving limited time for research, the very activity that often defines our scholarly value. Thus a conundrum exists: How can we excel in research if its time allotment is constantly squeezed by other necessary duties? Further complicating matters, these pressures can push scholars towards ethically questionable research practices (QRPs) with far-ranging outcomes. <br />This chapter explores this very issue by discussing two non-research projects, one in community engagement and another in science communication. Both projects aligned with my scholarly role, yet presented unforeseen ethical dilemmas. While not being ‘research’ in the traditional sense, both projects had an impact on my ability to ethically conduct research. By discussing the challenges that arose during these projects, the chapter highlights the importance of understanding research decision making and how decisions made in one sphere of our academic lives can impact others.
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Chapter 19. The ethical gray area
A perspective from journal editors
1
A01
Peter I. De Costa
De Costa, Peter I.
Peter I.
De Costa
Michigan State University
2
A01
Susan M. Gass
Gass, Susan M.
Susan M.
Gass
Michigan State University
3
A01
Rosa M. Manchón
Manchón, Rosa M.
Rosa M.
Manchón
University of Murcia
4
A01
Luke Plonsky
Plonsky, Luke
Luke
Plonsky
Northern Arizona University
01
This chapter is a collective reflection on key ethical dilemmas encountered by four past and/or current editors of journals in diverse sub-fields of Applied Linguistics. We reflect on (i) our understanding of ethics in relation to journal editing; (ii) specific ethical challenges we faced in our editorial work and how they were resolved; and (iii) global considerations about the adoption of ethical practices in Applied Linguistics journal editing in the current world of academic publishing.
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Commentary on Section IV
Personal and interactive aspects of applied linguistics research and scholarship
1
A01
Peter Sayer
Sayer, Peter
Peter
Sayer
Ohio State University
10
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366
371
6
Chapter
31
01
Afterword
Reflections on ethical issues in applied linguistics research
1
A01
Patricia A. Duff
Duff, Patricia A.
Patricia A.
Duff
University of British Columbia
02
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